Our clients benefit from our ability to provide a broad spectrum of services to suit all their financial needs.
We manage client-driven strategies built on our 30-year record of trust, independence and integrity.
PFM’s professional teams include experts in every major area of public finance.
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PFM is the industry leader in virtually all segments of the municipal finance industry.
The greatest asset that PFM Group offers clients is the unparalleled expertise of our professionals. As a firm, we are distinguished by having highly experienced individuals who have specialized in serving the needs of municipal finance officers and institutional investors for many years.
On the Financial Advisory side, Public Financial Management, Inc. is staffed with individuals possessing intimate knowledge of their field of specialization, whether it be healthcare, higher education, transportation, school finance, or many other areas. At the same time, these individuals are supported by PFM's extensive resources in debt and credit structuring and management.
PFM Asset Management LLC clients are supported by an engagement team consisting of portfolio managers, trading assistants, consultants, analysts and client representatives.
All clients benefit from the coordinated efforts of an engagement team combining both local knowledge and experience and our deep resources nationwide. This team approach provides clients with close personal attention while leveraging PFM's broad reach in the industry.
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One Keystone Plaza, Suite 300
N. Front & Market Streets
Harrisburg, PA 17101
Katia Frock joined PFM Asset Management LLC in 2003 as a Consultant in the Arbitrage Rebate Practice in the Harrisburg office. During her tenure, Ms. Frock has prepared hundreds of arbitrage rebate, yield restriction, and exception compliance analyses. Katia’s current responsibilities include managing select issuers, primarily in the Mid-Atlantic and Western states, staff supervision and development, and working on more complex arbitrage rebate calculations that also include transferred proceeds calculations, commingled funds analysis, variable rate yield computations, liability optimization strategies and other arbitrage related services.
She serves as the manager of the arbitrage rebate related services provided to participants that invest bond proceeds in the California Asset Management Program, the New Jersey Arbitrage Rebate & Management Program, the Pennsylvania Local Government Investment Trust Arbitrage Rebate Management Program, and Virginia SNAP®. Additionally, she provides Virginia SNAP participants with training, technical, and analytical support with respect to the investment of their tax-exempt bond proceeds.
Ms. Frock is a graduate of Shippensburg University where she earned a Bachelor of Science in Business Administration with a dual major in Accounting and Management. She is also a Financial Industry Regulatory Authority (“FINRA”) registered representative and holds Series 6 and 63 licenses.
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