Jenn joined PFM in November 2000. In her role as Deputy CCO-Core Compliance, she is extensively involved with all compliance and regulatory issues involving PFM’s asset management business and its wholly owned registered broker/dealer, PFM Fund Distributors, Inc.
Jenn assists PFM’s chief compliance officer (CCO) in developing, updating and administering the ongoing compliance programs for PFM’s asset management practice and PFM’s Fund Distributors, Inc. as well as providing training and support to employees and registered representatives on compliance matters. This includes collaboration with other work groups throughout the company to ensure appropriate policies, procedures and controls are in place to support a sound regulatory environment. Along with the CCO, Jenn directs and integrates Compliance team efforts to drive tasks to final execution and implements controls that manage legal, compliance and business risks. Prior to joining PFM, Jenn worked in the banking and legal fields. She is a member of the National Society of Compliance Professionals.