Disclosures

About PFM

PFM is the marketing name for a group of affiliated companies providing a range of services. All services are provided through separate agreements with each company. This material is for general information purposes only and is not intended to provide specific advice or a specific recommendation.

Financial advisory services are provided by PFM Financial Advisors LLC and Public Financial Management, Inc. Both are registered municipal advisors with the Securities and Exchange Commission (SEC) and the Municipal Securities Rulemaking Board (MSRB) under the Dodd-Frank Act of 2010. Investment advisory services are provided by PFM Asset Management LLC which is registered with the SEC under the Investment Advisers Act of 1940. Swap advisory services are provided by PFM Swap Advisors LLC which is registered as a municipal advisor with both the MSRB and SEC under the Dodd-Frank Act of 2010, and as a commodity trading advisor with the Commodity Futures Trading Commission. Additional applicable regulatory information is available upon request.

Consulting services are provided through PFM Group Consulting LLC. Institutional purchasing card services are provided through PFM Financial Services LLC. PFM’s financial modeling platform for strategic forecasting is provided through PFM Solutions LLC.

For more information regarding PFM’s services or entities, please visit www.pfm.com.

In the United Kingdom, PFM provides services through PFM Advisors UK Limited, which  is registered in England, with registration number 10826203 and which has its registered office at 22a St. James's Square London SW1Y 4JH. PFM Advisors UK Limited is authorised and regulated by the Financial Conduct Authority (Firm Reference Number 787698).

PFM Advisors UK Limited is duly passported in various European Economic Area (“EEA”) jurisdictions.  However, this material and any information, data or materials contained therein is not intended for distribution to or use by any person or entity outside of the United Kingdom. 

In the UK this material and any information, data or materials contained therein is directed only at persons who are professional clients or eligible counterparties for the purposes of the Financial Conduct Authority’s Conduct of Business Sourcebook and persons of a kind described in both Article 19 of the Financial Services and Markets Act 2000 (Financial Promotions) Order 2001, being persons having professional experience in matters relating to investments. Persons who do not have professional experience in matters relating to investments should not rely on this information.