Katia Frock

Director
PFM Asset Management LLC
Contact

213 Market Street
Harrisburg, PA 17101

frockk@pfm.com
717.231.6286 office

Specialties
Specialized Services

State & Local Governments, K-12 Schools

Education
B.S. in Accounting and Management
Shippensburg University

Professional Designations or Licenses
FINRA Series 6 and 63 Licenses

Started with PFM: 2003

Started in the Field: 2003

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Katia joined PFM’s Arbitrage & Tax Compliance Group in 2003. During her tenure, she has prepared hundreds of arbitrage rebate, yield restriction, and exception compliance analyses. Her current responsibilities include managing select issuers primarily in the Mid-Atlantic and Western states, staff supervision and development, and working on more complex arbitrage rebate calculations that involve transferred proceeds calculations, commingled funds analysis, variable-rate yield computations, liability optimization strategies, and other arbitrage related services.

Katia manages the arbitrage rebate-related services provided to participants with bond proceeds invested in several of the local government investment pools managed by PFM. Additionally, she provides investors with training, technical, and analytical support with respect to the investment of participants’ tax-exempt bond proceeds.

 
Contact

213 Market Street
Harrisburg, PA 17101

frockk@pfm.com
717.231.6286 office

Specialties
Specialized Services

State & Local Governments, K-12 Schools

Education
B.S. in Accounting and Management
Shippensburg University

Professional Designations or Licenses
FINRA Series 6 and 63 Licenses

Started with PFM: 2003

Started in the Field: 2003

Print/Save as PDF

Download Vcard

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